| Block | Weight | Holdings | Evidence | Seen | Adverse | Excluded | Its own rule · result | Whose doing |
|---|---|---|---|---|---|---|---|---|
| Smart Pension Net Zero Pathway Custom Equity Index Fund | 50.90% the Smart default growth fund | 1,317 761 companies | Index-based (the custom index’s constituent list) | 83.8% 62.76% of the lines | 42.0% 26.37 pp of the scheme | 16.9% 10.64 pp of the scheme | >20% revenueThermal coal — outside this rule’s scope — historical LGIM fund in 2023 default >20% revenueOil sands — outside this rule’s scope — historical LGIM fund in 2023 default violator statusUN Global Compact — 145 with a final determination we map to it | Tracks an index a holding here is the index’s composition, so the question is the choice of index, not a manager ignoring a mandate; the fund’s name says so (“Smart Pension Net Zero Pathway Custom Equity Index Fund”) |
| AMX UCITS CCF DWS Global Low Carbon Stewardship Fund | 30.20% the Smart default growth fund | 1,317 761 companies | Index-based proxy: modelled on the net-zero sleeve’s constituent list; no DWS holdings file | 83.8% 37.24% of the lines | 42.0% 15.65 pp of the scheme | 16.9% 6.31 pp of the scheme | >20% revenueThermal coal — outside this rule’s scope — historical LGIM fund in 2023 default >20% revenueOil sands — outside this rule’s scope — historical LGIM fund in 2023 default violator statusUN Global Compact — outside this rule’s scope — not tested against it | Tracks an index a holding here is the index’s composition, so the question is the choice of index, not a manager ignoring a mandate; the resolver’s premise is that it tracks the same index as the net-zero sleeve |
w_netzero, w_dws) to two sleeve rows, so Smart reads like the others. w_total is their sum (checked to 1e-9 on every line) and is not a third sleeve. A line held by both sleeves is split by its own two weights.prep_smart.py: displayed index weight × 0.509 and × 0.302), because the resolver takes the DWS sleeve to track the same index. So they hold the same companies in a fixed ratio and their seen, adverse and excluded rates are identical by construction. What separates them is the rule that binds each, and that the DWS block is a proxy.| Holding | Weight here | What it trips · evidence |
|---|---|---|
| APPLE INC | 3.325% | UN Global Compact: a final determination engages it EPA 2026-01-28 DGCOMP litigated determination, 2024-03-04 |
| ALPHABET INC | 2.452% | UN Global Compact: a final determination engages it SEC 2024-09-25 DGCOMP litigated determination, 2025-09-05 |
| JPMORGAN CHASE & CO | 0.581% | UN Global Compact: a final determination engages it SEC 2021-12-17 SEC determination, 2021-12-17 |
| INTEL CORP | 0.246% | UN Global Compact: a final determination engages it EPA 2026-02-24 DGCOMP litigated determination, 2023-09-22 |
| BANK OF AMERICA CORP | 0.240% | UN Global Compact: a final determination engages it SEC 2022-09-27 SEC determination, 2022-09-27 |
| HSBC HLDGS PLC | 0.221% | UN Global Compact: a final determination engages it FCA 2021-12-17 DGCOMP litigated determination, 2021-12-02 |
| PROCTER & GAMBLE CO | 0.215% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| GOLDMAN SACHS GROUP INC | 0.190% | UN Global Compact: a final determination engages it SEC 2023-09-22 SEC determination, 2023-09-22 |
| ROYAL BANK OF CANADA | 0.177% | UN Global Compact: a final determination engages it SEC 2024-08-14 SEC determination, 2024-08-14 |
| MORGAN STANLEY | 0.164% | UN Global Compact: a final determination engages it SEC 2024-01-12 SEC determination, 2024-01-12 |
| WELLS FARGO & CO | 0.164% | UN Global Compact: a final determination engages it SEC 2024-12-20 SEC determination, 2024-12-20 |
| TEXAS INSTRUMENTS INC | 0.158% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| LINDE PLC | 0.152% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| CITIGROUP INC | 0.139% | UN Global Compact: a final determination engages it SEC 2022-09-27 SEC determination, 2022-09-27 |
| PFIZER INC | 0.120% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| TORONTO DOMINION BANK | 0.120% | UN Global Compact: a final determination engages it SEC 2024-08-14 SEC determination, 2024-08-14 |
| DEERE & CO | 0.107% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| UBS GROUP AG | 0.107% | UN Global Compact: a final determination engages it FCA 2021-10-19 DGCOMP litigated determination, 2021-12-02 |
| LVMH MOET HENNESSY LOUIS V | 0.101% | DGCOMP litigated determination, 2025-10-14 |
| MEDTRONIC PLC | 0.088% | UN Global Compact: a final determination engages it SEC 2023-11-30 SEC litigated determination, 2023-11-30 |
| MIZUHO FINANCIAL GROUP INC | 0.082% | UN Global Compact: a final determination engages it SEC 2023-08-08 SEC determination, 2023-08-08 |
| BNP PARIBAS | 0.076% | UN Global Compact: a final determination engages it SEC 2023-08-08 SEC determination, 2023-08-08 |
| 3M CO | 0.070% | UN Global Compact: a final determination engages it EPA 2022-09-29 EPA litigated determination, 2022-09-29 |
| BANK OF MONTREAL | 0.070% | UN Global Compact: a final determination engages it SEC 2023-08-08 SEC determination, 2023-08-08 |
| BANK OF NOVA SCOTIA | 0.070% | UN Global Compact: a final determination engages it SEC 2023-05-11 SEC determination, 2023-05-11 |
| Holding | Weight here | What it trips · evidence |
|---|---|---|
| APPLE INC | 1.973% | DGCOMP litigated determination, 2024-03-04 |
| ALPHABET INC | 1.455% | DGCOMP litigated determination, 2025-09-05 |
| JPMORGAN CHASE & CO | 0.345% | SEC determination, 2021-12-17 |
| INTEL CORP | 0.146% | DGCOMP litigated determination, 2023-09-22 |
| BANK OF AMERICA CORP | 0.143% | SEC determination, 2022-09-27 |
| HSBC HLDGS PLC | 0.131% | DGCOMP litigated determination, 2021-12-02 |
| PROCTER & GAMBLE CO | 0.128% | EPA litigated determination, 2022-09-29 |
| GOLDMAN SACHS GROUP INC | 0.113% | SEC determination, 2023-09-22 |
| ROYAL BANK OF CANADA | 0.105% | SEC determination, 2024-08-14 |
| MORGAN STANLEY | 0.098% | SEC determination, 2024-01-12 |
| WELLS FARGO & CO | 0.098% | SEC determination, 2024-12-20 |
| TEXAS INSTRUMENTS INC | 0.094% | EPA litigated determination, 2022-09-29 |
| LINDE PLC | 0.090% | EPA litigated determination, 2022-09-29 |
| CITIGROUP INC | 0.083% | SEC determination, 2022-09-27 |
| PFIZER INC | 0.071% | EPA litigated determination, 2022-09-29 |
| TORONTO DOMINION BANK | 0.071% | SEC determination, 2024-08-14 |
| DEERE & CO | 0.064% | EPA litigated determination, 2022-09-29 |
| UBS GROUP AG | 0.064% | DGCOMP litigated determination, 2021-12-02 |
| LVMH MOET HENNESSY LOUIS V | 0.060% | DGCOMP litigated determination, 2025-10-14 |
| MEDTRONIC PLC | 0.053% | SEC litigated determination, 2023-11-30 |
| MIZUHO FINANCIAL GROUP INC | 0.049% | SEC determination, 2023-08-08 |
| BNP PARIBAS | 0.045% | SEC determination, 2023-08-08 |
| 3M CO | 0.041% | EPA litigated determination, 2022-09-29 |
| BANK OF MONTREAL | 0.041% | SEC determination, 2023-08-08 |
| BANK OF NOVA SCOTIA | 0.041% | SEC determination, 2023-05-11 |
| Figure | Register | Sum of blocks | Difference |
|---|---|---|---|
| seen | 83.79% | 83.79% | -0.0035 |
| adverse | 42.01% | 42.01% | +0.0041 |
| excluded | 16.95% | 16.95% | -0.0014 |
| in_file | 100.00% | 100.00% | +0.0000 |
C:\ESGTools\scoring-v2\snapshots\2026-10-12T1501-nightly · identity
resolution 2026-09-30-sl-adopt · built by
fund_view/block_view.py from files already on disk; nothing is
re-extracted or re-resolved.